Courses

COURSES NOW AVAILABLE FOR REGISTERATION:

Connected Transactions and case studies

3 hours, 7-10pm, 18th October

 

Highlights of the course

  • Definition of Connected Transactions
  • Definition of “Connected Person” and “Associate”
  • Exemptions of Connected Transactions
  • Continuing Connected Transactions
  • Requirements of Connected Transactions
  • Case Studies and Examples

 

Enjoy 20% "Early Bird" discount and pay online via Ticketflap before 30 September 2017.

HK$ 2,000

per person

COURSES FOR PRE-REGISTERATION (register now to enjoy a 20% discount to final course fees):

GEM listing requirements and updates

2.5 hours, book now for course on 22 November

 

Highlights of the course

  • Current listing requirements of the GEM Board
  • Procedures of a listing application on the GEM Board
  • SFC’s guideline in relation to the GEM stocks
  • Proposed changes to the GEM Listing Rules and listing requirements

HK$ 1,500

per person

Key Requirements of the Manager-in-Charge (MIC) Regime of the SFC

2.5 hours

 

Highlights of the course

  • Eight core functions of a licensed corporation
  • MIC for each of the core functions
  • Requirements of MIC with respect to the management structure of the licensed corporation
  • Codes of Conduct applicable to MIC and senior management of the licensed corporation
  • Legal liabilities of MIC and senior management
  • Roles and responsibilities of the board of directors of the licensed corporation
  • Submission requirements of management structure information to the SFC
  • Walk-thru procedures of the submission to the SFC via SFC Online Portal

HK$1,500

per person

Deemed RTO rules and case studies

3 hours

 

Highlights of the course

  • Principles of RTOs and Extreme Very Substantial Acquisitions (Extreme VSAs)
  • Criteria under the Principle Based Test
  • Assessment and understanding of RTO and Extreme VSA
  • RTO related listing decisions
  • Deemed RTO case studies

 

HK$ 2,000

per person

VSD/cash company rules and case studies

3 hours, book now for courses in September or December

 

 

HK$ 1,500

per person

Practical guide to new audit updates

2 hours

 

Highlights of the course

  • Latest Audit Standards affecting listed companies
  • Recent issues relating to valuations in corporate transactions
  • Case studies illustrating application of audit standards

HK$ 1,200

per person

Regulations relating to the setting up and operations of SFC licensed corporations (Types 1, 6 and 9)

2-3 hours, book now for courses in September

 

 

HK$ 2,000-2,500

per person

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