TERMS AND CONDITIONS
By submitting your registration for our courses, the participant company and/or the attendee agrees to the following:
1. SFC CPT/ CPD Requirements
Attendees are advised to confirm with his/her employer to determine whether any course may fulfill specific CPT/ CPD requirements, or whether that is of appropriate standard and relevance to certain job and/or licensing requirements.
According to the SFC, a licensed individual must undertake a minimum of 5 CPT hours per calendar year for each regulated activity he/she engages in except for Type 7 (providing automated trading services) regulated activity. The regulated activities can be classified into different groups for the purposes of meeting the competence requirements, a similar approach will apply to CPT requirements to facilitate compliance. For instance, an individual engaging in Types 1, 4 and/or 8 regulated activities has to take only 5 CPT hours per calendar year as these are under the same competence group. However, if an individual carries on regulated activities Types 1, 2 and 3, he/she has to take 5x3 = 15 CPT hours per calendar year. Below are groups of regulated activities with the same competence requirements for reference:
Type of regulated activities
1 – dealing in securities
4 – advising on securities
8 – securities margin financing
2 – dealing in futures contracts
5 – advising on futures contracts
3 – leveraged foreign exchange trading
6 – advising on corporate finance
9 – asset management
2. Confirmation of Registration
Payment must be received at least one business day before the course commences in order for the attendee to attend. Confirmation of registration and receipt will be issued by email to the attendee upon evidence of our receipt of full payment. Any bank charge or expense incurred resulting from bounced cheque or wire transfer will be borne by the participant company and/or the attendee.
Attendees should arrive no later than 15 minutes after the designated time of commencement of the course, and will be required to sign-in and sign-out for the attendance record.
Any party registered but cannot attend the course must notify TPL by email at email@example.com at least 24 hours before the course commences. A replacement within the same organization may be nominated to attend the course without additional charge, provided TPL has been notified in writing by email as above. Any course fee paid is non-refundable.
With the completion of the course according to TPL’s policy and terms stated above, a certificate of attendance will be issued to the qualified attendee(s) after completion of the session.
4. Cancellation, Rescheduling and Adjustment of Courses
Courses will be cancelled and rescheduled in the event of typhoon no.8 signal or black rainstorm warning being hoisted within 2 hours before commencement of the course or during the course, and the attendee will be notified in writing of the rescheduled date, or the attendee can choose to apply for another similar course (if available and as appropriate). Any course fee paid is non-refundable.
TPL reserves the right to adjust any contents of the course, or its speaker, as appropriate, or reschedule or cancel any course without any notice in advance.
All Rights Reserved.